Rockefeller Capital Management L.P.
Reported US equity positions for Q1 2026 — $56.4B across 11,499 positions.
| Holding | Reported value | Share of portfolio | Shares |
|---|---|---|---|
| SPY State Street SPDR S&P 500 ETF Trust | $1.9B | 3.4% | 2,946,267 |
| AAPL Apple Inc. | $1.7B | 3.0% | 6,683,923 |
| NVDA NVIDIA Corporation | $1.6B | 2.8% | 9,029,958 |
| MSFT Microsoft Corporation | $1.5B | 2.6% | 4,033,392 |
| GOOGL Alphabet Inc. | $1.2B | 2.2% | 4,297,315 |
| AMZN Amazon.com, Inc. | $1.2B | 2.2% | 5,897,727 |
| AVGO Broadcom Inc. | $927.4M | 1.6% | 2,996,496 |
| VOO Vanguard S&P 500 ETF | $834.6M | 1.5% | 1,396,649 |
| IVV iShares Core S&P 500 ETF | $750.1M | 1.3% | 1,148,258 |
| JPM JP Morgan Chase & Co. | $708.8M | 1.3% | 2,409,554 |
| QQQ Invesco QQQ Trust, Series 1 | $652.3M | 1.2% | 1,130,072 |
| GOOG Alphabet Inc. - Class C Capital Stock | $614.5M | 1.1% | 2,142,274 |
| META Meta Platforms, Inc. | $603.6M | 1.1% | 1,054,928 |
| RGEF Tidal Trust III | $581.7M | 1.0% | 19,357,317 |
| RSMC Tidal Trust III | $536.1M | 1.0% | 21,580,505 |
| IWF iShares Russell 1000 Growth Fund | $484.7M | 0.9% | 1,136,766 |
| LLY Eli Lilly and Company | $463.3M | 0.8% | 503,731 |
| COST Costco Wholesale Corporation | $423.0M | 0.8% | 424,493 |
| V Visa Inc. | $409.7M | 0.7% | 1,355,559 |
| GLD SPDR Gold Shares | $398.8M | 0.7% | 926,830 |
| VTI Vanguard Morningstar Total Stock Market ETF | $353.9M | 0.6% | 1,103,126 |
| XOM ExxonMobil Holdings Corporation | $346.7M | 0.6% | 2,043,449 |
| GEV GE Vernova Inc. | $334.3M | 0.6% | 382,869 |
| IWD iShares Russell 1000 Value ETF | $328.8M | 0.6% | 1,538,757 |
| HD The Home Depot, Inc. | $324.0M | 0.6% | 985,007 |
| CVX Chevron Corporation | $322.1M | 0.6% | 1,556,994 |
| TSM Taiwan Semiconductor Manufacturing Company Ltd. | $320.2M | 0.6% | 946,307 |
| RSP Invesco S&P 500 Equal Weight ETF | $306.9M | 0.5% | 1,599,136 |
| VEA Vanguard FTSE Developed Markets ETF | $305.2M | 0.5% | 4,762,512 |
| EFA iShares MSCI EAFE ETF | $300.0M | 0.5% | 3,088,405 |
| VTV Vanguard Morningstar Value ETF | $285.4M | 0.5% | 1,454,595 |
| BRK.B Berkshire Hathaway Inc. | $274.9M | 0.5% | 573,746 |
| VUG Vanguard Morningstar Growth ETF | $268.5M | 0.5% | 614,604 |
| XLK State Street Technology Select Sector SPDR ETF | $264.1M | 0.5% | 1,987,473 |
| SHEL Shell PLC American Preferred | $262.1M | 0.5% | 2,817,779 |
| IEFA iShares Core MSCI EAFE ETF | $260.5M | 0.5% | 2,876,994 |
| JNJ Johnson & Johnson | $257.9M | 0.5% | 1,054,990 |
| UBER Uber Technologies, Inc. | $257.3M | 0.5% | 3,577,295 |
| NEE NextEra Energy, Inc. | $237.8M | 0.4% | 2,560,302 |
| MCD McDonald's Corporation | $236.4M | 0.4% | 760,718 |
| RMOP Tidal Trust III | $229.9M | 0.4% | 9,244,531 |
| VO Vanguard Morningstar Mid-Cap ETF | $229.4M | 0.4% | 798,721 |
| AMGN Amgen Inc. | $226.6M | 0.4% | 643,944 |
| TJX The TJX Companies, Inc. | $224.1M | 0.4% | 1,403,460 |
| KO The Coca-Cola Company | $224.0M | 0.4% | 2,945,437 |
| CRWD CrowdStrike Holdings, Inc. | $221.2M | 0.4% | 566,535 |
| IJR iShares Core S&P Small-Cap ETF | $219.5M | 0.4% | 1,765,464 |
| BLK BlackRock, Inc. | $216.2M | 0.4% | 224,843 |
| MRK Merck & Company, Inc. Common Stock (new) | $210.9M | 0.4% | 1,752,898 |
| IJH iShares Core S&P Mid-Cap ETF | $210.3M | 0.4% | 3,114,696 |
| TMO Thermo Fisher Scientific Inc | $210.0M | 0.4% | 427,331 |
| VGT Vanguard Information Tech ETF | $209.1M | 0.4% | 299,677 |
| CAT Caterpillar, Inc. | $208.4M | 0.4% | 294,176 |
| G54950103 Linde PLC | $206.1M | 0.4% | 415,786 |
| WMT Walmart Inc. | $205.0M | 0.4% | 1,649,694 |
| ABBV AbbVie Inc. | $198.3M | 0.4% | 911,994 |
| IWM iShares Russell 2000 Index Fund | $191.2M | 0.3% | 770,766 |
| LHX L3Harris Technologies, Inc. | $186.1M | 0.3% | 539,205 |
| PH Parker-Hannifin Corporation | $180.8M | 0.3% | 201,985 |
| CSCO Cisco Systems, Inc. | $178.9M | 0.3% | 2,305,742 |
Long US equity positions only, as filed. 13F does not cover short positions, cash, bonds or non-US listings, so this is not the whole portfolio.
What changed last quarter
| Holding | Change | Now | Was | Shares |
|---|---|---|---|---|
| SPY State Street SPDR S&P 500 ETF Trust | Trim | $1.9B | $1.9B | -62% |
| AAPL Apple Inc. | Trim | $1.7B | $1.8B | -35% |
| NVDA NVIDIA Corporation | Trim | $1.6B | $1.6B | -3% |
| MSFT Microsoft Corporation | Trim | $1.5B | $1.9B | -50% |
| AMZN Amazon.com, Inc. | Trim | $1.2B | $1.3B | -41% |
| AVGO Broadcom Inc. | Trim | $927.4M | $988.1M | -4% |
| VOO Vanguard S&P 500 ETF | Trim | $834.6M | $863.5M | -82% |
| IVV iShares Core S&P 500 ETF | Add | $750.1M | $741.4M | +6% |
| JPM JP Morgan Chase & Co. | Trim | $708.8M | $749.2M | -43% |
| QQQ Invesco QQQ Trust, Series 1 | Trim | $652.3M | $709.6M | -48% |
| GOOG Alphabet Inc. - Class C Capital Stock | Trim | $614.5M | $678.0M | -72% |
| META Meta Platforms, Inc. | Trim | $603.6M | $681.4M | -81% |
| RGEF Tidal Trust III | Trim | $581.7M | $622.1M | -5% |
| RSMC Tidal Trust III | Add | $536.1M | $522.5M | +4% |
| IWF iShares Russell 1000 Growth Fund | Add | $484.7M | $508.8M | +6% |
| LLY Eli Lilly and Company | Add | $463.3M | $491.0M | +10% |
| COST Costco Wholesale Corporation | Trim | $423.0M | $340.1M | -78% |
| V Visa Inc. | Trim | $409.7M | $486.3M | -73% |
| GLD SPDR Gold Shares | Trim | $398.8M | $372.0M | -1% |
| VTI Vanguard Morningstar Total Stock Market ETF | Add | $353.9M | $358.3M | +3% |
| XOM ExxonMobil Holdings Corporation | Add | $346.7M | $231.6M | +6% |
| GEV GE Vernova Inc. | Add | $334.3M | $233.9M | +6% |
| IWD iShares Russell 1000 Value ETF | Add | $328.8M | $303.0M | +7% |
| HD The Home Depot, Inc. | Trim | $324.0M | $318.1M | -63% |
| CVX Chevron Corporation | Trim | $322.1M | $221.3M | -46% |
| TSM Taiwan Semiconductor Manufacturing Company Ltd. | Add | $320.2M | $265.0M | +9% |
| RSP Invesco S&P 500 Equal Weight ETF | Trim | $306.9M | $274.9M | -37% |
| VEA Vanguard FTSE Developed Markets ETF | Trim | $305.2M | $291.7M | -13% |
| EFA iShares MSCI EAFE ETF | Add | $300.0M | $205.3M | +45% |
| VTV Vanguard Morningstar Value ETF | Add | $285.4M | $257.7M | +8% |
| BRK.B Berkshire Hathaway Inc. | Add | $274.9M | $273.7M | +5% |
| VUG Vanguard Morningstar Growth ETF | Add | $268.5M | $289.6M | +4% |
| XLK State Street Technology Select Sector SPDR ETF | Add | $264.1M | $270.5M | +6% |
| IEFA iShares Core MSCI EAFE ETF | Add | $260.5M | $234.5M | +10% |
| JNJ Johnson & Johnson | Add | $257.9M | $194.2M | +12% |
| UBER Uber Technologies, Inc. | Add | $257.3M | $250.9M | +11% |
| NEE NextEra Energy, Inc. | Add | $237.8M | $174.0M | +17% |
| MCD McDonald's Corporation | Trim | $236.4M | $222.9M | -66% |
| RMOP Tidal Trust III | Add | $229.9M | $179.9M | +29% |
| VO Vanguard Morningstar Mid-Cap ETF | Add | $229.4M | $214.1M | +8% |
New and exited positions are only shown for managers whose entire filed portfolio fits inside the positions stored here. For a manager filing more than that, a holding leaving the stored set is indistinguishable from a holding being sold, so those are reported as adds and trims only.
What a 13F is
Any institutional manager exercising discretion over more than $100 million in US-listed equities must file a Form 13F with the SEC within 45 days of each quarter end, listing what they held on the last day of that quarter. The threshold was set in 1975 and has never been raised, so the filer population now runs to several thousand.
The four things it does not tell you
- It is stale. A filing describes positions as of quarter end and can arrive 45 days later. A manager who sold everything in week one of the new quarter files the same document as one who held.
- Long US equities only. No short positions, no cash, no bonds, no commodities, no foreign listings. A fund that looks heavily long in a 13F may be hedged in instruments that never appear.
- Not the whole firm. Assets are reported by the entity with discretion, so one manager can file under several CIKs, and the figure here is what that entity reported.
- Confidential treatment exists. A manager can apply to delay disclosing a position while building it. Those holdings appear later, if at all.
Why the biggest filers are not the interesting ones
The largest managers by reported value are index providers — they hold nearly everything, in proportion to the indices they track, because clients asked them to. Reading their filings for conviction is a category error. The filings worth attention are concentrated ones, where a small number of positions make up most of the portfolio, since that reflects a decision rather than a mandate.
The share-of-portfolio column is the one to read for this. A position that is 15% of a fund says something; the same dollar amount at 0.2% of an index tracker does not.
Where this comes from
The SEC's own quarterly Form 13F structured data sets, parsed here rather than bought from a vendor. Holdings are identified in the filings by CUSIP, and the mapping from CUSIP to ticker is the awkward part — that identifier is licensed rather than public, so the mapping is resolved through OpenFIGI and built up over time. Around 95% of reported value currently sits on a resolved ticker; the rest shows its CUSIP.
The rest of the section is on the Markets overview — including insider transactions, which are the same idea at the individual level, and the correlation finder, where each ticker's page carries its institutional ownership.